Christmas in Ritual and Tradition, by Clement A. Miles, [1912], at sacred-texts.com
The Origin and Purpose of Festivals—Ideas suggested by Christmas—Pagan and Christian Elements—The Names of the Festival—Foundation of the Feast of the Nativity—Its Relation to the Epiphany—December 25 and the Natalis Invicti—The Kalends of January—Yule and Teutonic Festivals—The Church and Pagan Survivals—Two Conflicting Types of Festival—Their Interaction—Plan of the Book.
It has been an instinct in nearly all peoples, savage or civilized, to set aside certain days for special ceremonial observances, attended by outward rejoicing. This tendency to concentrate on special times answers to man's need to lift himself above the commonplace and the everyday, to escape from the leaden weight of monotony that oppresses him. “We tend to tire of the most eternal splendours, and a mark on our calendar, or a crash of bells at midnight maybe, reminds us that we have only recently been created.” 1 1-1 That they wake people up is the great justification of festivals, and both man's religious sense and his joy in life have generally tended to rise “into peaks and towers and turrets, into superhuman exceptions which really prove the rule.” 1-2 It is difficult to be religious, impossible to be merry, at every moment of life, and festivals are as sunlit peaks, testifying, above dark valleys, to the eternal radiance. This is one view of the purpose and value of festivals, and their function of cheering people and giving them larger perspectives has no doubt been an important reason for their maintenance in the past. If we could trace the custom of festival-keeping back to its origins in primitive society p. 18 we should find the same principle of specialization involved, though it is probable that the practice came into being not for the sake of its moral or emotional effect, but from man's desire to lay up, so to speak, a stock of sanctity, magical not ethical, for ordinary days.
The first holy-day-makers were probably more concerned with such material goods as food than with spiritual ideals, when they marked with sacred days the rhythm of the seasons. 1-3 As man's consciousness developed, the subjective aspect of the matter would come increasingly into prominence, until in the festivals of the Christian Church the main object is to quicken the devotion of the believer by contemplation of the mysteries of the faith. Yet attached, as we shall see, to many Christian festivals, are old notions of magical sanctity, probably quite as potent in the minds of the common people as the more spiritual ideas suggested by the Church's feasts.
In modern England we have almost lost the festival habit, but if there is one feast that survives among us as a universal tradition it is Christmas. We have indeed our Bank Holidays, but they are mere days of rest and amusement, and for the mass of the people Easter and Whitsuntide have small religious significance—Christmas alone has the character of sanctity which marks the true festival. The celebration of Christmas has often little or nothing to do with orthodox dogma, yet somehow the sense of obligation to keep the feast is very strong, and there are few English people, however unconventional, who escape altogether the spell of tradition in this matter.
Christmas—how many images the word calls up: we think of carol-singers and holly-decked churches where people hymn in time-honoured strains the Birth of the Divine Child; of frost and snow, and, in contrast, of warm hearths and homes bright with light and colour, very fortresses against the cold; of feasting and revelry, of greetings and gifts exchanged; and lastly of vaguely superstitious customs, relics of long ago, performed perhaps out of respect for use and wont, or merely in jest, or with a deliberate attempt to throw ourselves back into the past, to re-enter for a moment the mental childhood of the race. These are a few of p. 19 the pictures that rise pell-mell in the minds of English folk at the mention of Christmas; how many other scenes would come before us if we could realize what the festival means to men of other nations. Yet even these will suggest what hardly needs saying, that Christmas is something far more complex than a Church holy-day alone, that the celebration of the Birth of Jesus, deep and touching as is its appeal to those who hold the faith of the Incarnation, is but one of many elements that have entered into the great winter festival.
In the following pages I shall try to present a picture, sketchy and inadequate though it must be, of what Christmas is and has been to the peoples of Europe, and to show as far as possible the various elements that have gone into its make-up. Most people have a vague impression that these are largely pagan, but comparatively few have any idea of the process by which the heathen elements have become mingled with that which is obviously Christian, and equal obscurity prevails as to the nature and meaning of the non-Christian customs. The subject is vast, and has not been thoroughly explored as yet, but the labours of historians and folk-lorists have made certain conclusions probable, and have produced hypotheses of great interest and fascination.
I have spoken of “Christian” 2 and “pagan” elements. The distinction is blurred to some extent by the clothing of heathen customs in a superficial Christianity, but on the whole it is clear enough to justify the division of this book into two parts, one dealing with the Church's feast of the Holy Birth, the other with those remains of pagan winter festivals which extend from November to January, but cluster especially round Christmas and the Twelve Days.
Before we pass to the various aspects of the Church's Christmas, we must briefly consider its origins and its relation to certain p. 20 pagan festivals, the customs of which will be dealt with in detail in Part II.
The names given to the feast by different European peoples throw a certain amount of light on its history. Let us take five of them—Christmas, Weihnacht, Noël, Calendas, and Yule—and see what they suggest.
I. The English Christmas and its Dutch equivalent Kerstmisse, plainly point to the ecclesiastical side of the festival; the German Weihnacht 1-4 (sacred night) is vaguer, and might well be either pagan or Christian; in point of fact it seems to be Christian, since it does not appear till the year 1000, when the Faith was well established in Germany. 1-5 Christmas and Weihnacht, then, may stand for the distinctively Christian festival, the history of which we may now briefly study.
When and where did the keeping of Christmas begin? Many details of its early history remain in uncertainty, but it is fairly clear that the earliest celebration of the Birth of Christ on December 25 took place at Rome about the middle of the fourth century, and that the observance of the day spread from the western to the eastern Church, which had before been wont to keep January 6 as a joint commemoration of the Nativity and the Baptism of the Redeemer. 3
The first mention of a Nativity feast on December 25 is found in a Roman document known as the Philocalian Calendar, dating from the year 354, but embodying an older document evidently belonging to the year 336. It is uncertain to which date the Nativity reference belongs; 4 but further back than 336 at all events the festival cannot be traced.
From Rome, Christmas spread throughout the West, with the p. 21 conversion of the barbarians. Whether it came to England through the Celtic Church is uncertain, but St. Augustine certainly brought it with him, and Christmas Day, 598, witnessed a great event, the baptism of more than ten thousand English converts. 1-9 In 567 the Council of Tours had declared the Twelve Days, from Christmas to Epiphany, a festal tide; 1-10 the laws of Ethelred (991-1016) ordained it to be a time of peace and concord among Christian men, when all strife must cease. 1-11 In Germany Christmas was established by the Synod of Mainz in 813; 1-12 in Norway by King Hakon the Good about the middle of the tenth century. 1-13
In the East, as has been seen, the Birth of the Redeemer was at first celebrated not on December 25, but on January 6, the feast of the Epiphany or manifestation of Christ's glory. The Epiphany can be traced as far back as the second century, among the Basilidian heretics, from whom it may have spread to the Catholic Church. It was with them certainly a feast of the Baptism, and possibly also of the Nativity, of Christ. The origins of the Epiphany festival 1-14 are very obscure, nor can we say with certainty what was its meaning at first. It may be that it took the place of a heathen rite celebrating the birth of the World or Æon from the Virgin on January 6. 5 At all events one of its objects was to commemorate the Baptism, the appearance of the Holy Dove, and the Voice from heaven, “Thou art my beloved son, in whom I am well pleased” (or, as other MSS. read, “This day have I begotten thee”).
p. 22 In some circles of early Christianity the Baptism appears to have been looked upon as the true Birth of Christ, the moment when, filled by the Spirit, He became Son of God; and the carnal Birth was regarded as of comparatively little significance. Hence the Baptism festival may have arisen first, and the celebration of the Birth at Bethlehem may have been later attached to the same day, partly perhaps because a passage in St. Luke's Gospel was supposed to imply that Jesus was baptized on His thirtieth birthday. As however the orthodox belief became more sharply defined, increasing stress was laid on the Incarnation of God in Christ in the Virgin's womb, and it may have been felt that the celebration of the Birth and the Baptism on the same day encouraged heretical views. Hence very likely the introduction of Christmas on December 25 as a festival of the Birth alone. In the East the concelebration of the two events continued for some time after Rome had instituted the separate feast of Christmas. Gradually, however, the Roman use spread: at Constantinople it was introduced about 380 by the great theologian, Gregory Nazianzen; at Antioch it appeared in 388, at Alexandria in 432. The Church of Jerusalem long stood out, refusing to adopt the new feast till the seventh century, it would seem. 1-18 One important Church, the Armenian, knows nothing of December 25, and still celebrates the Nativity with the Epiphany on January 6. 1-19 Epiphany in the eastern Orthodox Church has lost its connection with the Nativity and is now chiefly a celebration of the Baptism of Christ, while in the West, as every one knows, it is primarily a celebration of the Adoration by the Magi, an event commemorated by the Greeks on Christmas Day. Epiphany is, however, as we shall see, a greater festival in the Greek Church than Christmas.
Such in bare outline is the story of the spread of Christmas as an independent festival. Its establishment fitly followed the triumph of the Catholic doctrine of the perfect Godhead or Christ at the Council of Nicea in 325.
II. The French Noël is a name concerning whose origin there has been considerable dispute; there can, however, be little doubt that it is the same word as the Provençal Nadau or Nadal, p. 23 the Italian Natale, and the Welsh Nadolig, all obviously derived from the Latin natalis, and meaning “birthday.” One naturally takes this as referring to the Birth of Christ, but it may at any rate remind us of another birthday celebrated on the same date by the Romans of the Empire, that of the unconquered Sun, who on December 25, the winter solstice according to the Julian calendar, began to rise to new vigour after his autumnal decline.
Why, we may ask, did the Church choose December 25 for the celebration of her Founder's Birth? No one now imagines that the date is supported by a reliable tradition; it is only one of various guesses of early Christian writers. As a learned eighteenth-century Jesuit 1-20 has pointed out, there is not a single month in the year to which the Nativity has not been assigned by some writer or other. The real reason for the choice of the day most probably was, that upon it fell the pagan festival just mentioned.
The Dies Natalis Invicti was probably first celebrated in Rome by order of the Emperor Aurelian (270-5), an ardent worshipper of the Syrian sun-god Baal. 1-21 With the Sol Invictus was identified the figure of Mithra, that strange eastern god whose cult resembled in so many ways the worship of Jesus, and who was at one time a serious rival of the Christ in the minds of thoughtful men. 6 1-22 It was the sun-god, poetically and philosophically conceived, whom the Emperor Julian made the centre of his ill-fated revival of paganism, and there is extant a fine prayer of his to “King Sun.” 1-23
What more natural than that the Church should choose this day to celebrate the rising of her Sun of Righteousness with healing in His wings, that she should strive thus to draw away to His worship some adorers of the god whose symbol and representative was the earthly sun! There is no direct evidence of deliberate substitution, but at all events ecclesiastical writers soon after the foundation of Christmas made good use of the idea p. 24 that the birthday of the Saviour had replaced the birthday of the sun. 7
Little is known of the manner in which the Natalis Invicti was kept; it was not a folk-festival, and was probably observed by the classes rather than the masses. 1-24 Its direct influence on Christmas customs has probably been little or nothing. It fell, however, just before a Roman festival that had immense popularity, is of great importance for our subject, and is recalled by another name for Christmas that must now be considered.
III. The Provençal Calendas or Calenos, the Polish Kolenda, the Russian Kolyáda, the Czech Koleda and the Lithuanian Kalledos, not to speak of the Welsh Calenig for Christmas-box, and the Gaelic Calluinn for New Year's Eve, are all derived from the Latin Kalendae, and suggest the connection of Christmas with the Roman New Year's Day, the Kalends or the first day of January, a time celebrated with many festive customs. What these were, and how they have affected Christmas we shall see in some detail in Part II.; suffice it to say here that the festival, which lasted for at least three days, was one of riotous life, of banqueting and games and licence. It was preceded, moreover, by the Saturnalia (December 17 to 23) which had many like features, and must have formed practically one festive season with it. The word Saturnalia has become so familiar in modern usage as to suggest sufficiently the character of the festival for which it stands.
p. 25 Into the midst of this season of revelry and licence the Church introduced her celebration of the beginning of man's redemption from the bondage of sin. Who can wonder that Christmas contains incongruous elements, for old things, loved by the people, cannot easily be uprooted.
IV. One more name yet remains to be considered, Yule (Danish Jul), the ordinary word for Christmas in the Scandinavian languages, and not extinct among ourselves. Its derivation has been widely discussed, but so far no satisfactory explanation of it has been found. Professor Skeat in the last edition of his Etymological Dictionary (1910) has to admit that its origin is unknown. Whatever its source may be, it is clearly the name of a Germanic season—probably a two-month tide covering the second half of November, the whole of December, and the first half of January. 1-26 It may well suggest to us the element added to Christmas by the barbarian peoples who began to learn Christianity about the time when the festival was founded. Modern research has tended to disprove the idea that the old Germans held a Yule feast at the winter solstice, and it is probable, as we shall see, that the specifically Teutonic Christmas customs come from a New Year and beginning-of-winter festival kept about the middle of November. These customs transferred to Christmas are to a great extent religious or magical rites intended to secure prosperity during the coming year, and there is also the familiar Christmas feasting, apparently derived in part from the sacrificial banquets that marked the beginning of winter.
We have now taken a general glance at the elements which have combined in Christmas. The heathen folk-festivals absorbed by the Nativity feast were essentially life-affirming, they expressed the mind of men who said “yes” to this life, who valued earthly good things. On the other hand Christianity, at all events in its intensest form, the religion of the monks, was at bottom pessimistic as regards this earth, and valued it only as a place of discipline for the life to come; it was essentially a religion of renunciation that said “no” to the world. The p. 26 Christian had here no continuing city, but sought one to come. How could the Church make a feast of the secular New Year; what mattered to her the world of time? her eye was fixed upon the eternal realities—the great drama of Redemption. Not upon the course of the temporal sun through the zodiac, but upon the mystical progress of the eternal Sun of Righteousness must she base her calendar. Christmas and New Year's Day—the two festivals stood originally for the most opposed of principles.
Naturally the Church fought bitterly against the observance of the Kalends; she condemned repeatedly the unseemly doings of Christians in joining in heathenish customs at that season; she tried to make the first of January a solemn fast; and from the ascetic point of view she was profoundly right, for the old festivals were bound up with a lusty attitude towards the world, a seeking for earthly joy and well-being.
The struggle between the ascetic principle of self-mortification, world-renunciation, absorption in a transcendent ideal, and the natural human striving towards earthly joy and well-being, is, perhaps, the most interesting aspect of the history of Christianity; it is certainly shown in an absorbingly interesting way in the development of the Christian feast of the Nativity. The conflict is keen at first; the Church authorities fight tooth and nail against these relics of heathenism, these devilish rites; but mankind's instinctive paganism is insuppressible, the practices continue as ritual, though losing much of their meaning, and the Church, weary of denouncing, comes to wink at them, while the pagan joy in earthly life begins to colour her own festival.
The Church's Christmas, as the Middle Ages pass on, becomes increasingly “merry”—warm and homely, suited to the instincts of ordinary humanity, filled with a joy that is of this earth, and not only a mystical rapture at a transcendental Redemption. The Incarnate God becomes a real child to be fondled and rocked, a child who is the loveliest of infants, whose birthday is the supreme type of all human birthdays, and may be kept with feasting and dance and song. Such is the Christmas of popular tradition, the Nativity as it is reflected in the carols, the cradle-rocking, the mystery plays of the later Middle Ages. This p. 27 Christmas, which still lingers, though maimed, in some Catholic regions, is strongly life-affirming; the value and delight of earthly, material things is keenly felt; sometimes, even, it passes into coarseness and riot. Yet a certain mysticism usually penetrates it, with hints that this dear life, this fair world, are not all, for the soul has immortal longings in her. Nearly always there is the spirit of reverence, of bowing down before the Infant God, a visitor from the supernatural world, though bone of man's bone, flesh of his flesh. Heaven and earth have met together; the rough stable is become the palace of the Great King.
This we might well call the “Catholic” Christmas, the Christmas of the age when the Church most nearly answered to the needs of the whole man, spiritual and sensuous. The Reformation in England and Germany did not totally destroy it; in England the carol-singers kept up for a while the old spirit; in Lutheran Germany a highly coloured and surprisingly sensuous celebration of the Nativity lingered on into the eighteenth century. In the countries that remained Roman Catholic much of the old Christmas continued, though the spirit of the Counter-Reformation, faced by the challenge of Protestantism, made for greater “respectability,” and often robbed the Catholic Christmas of its humour, its homeliness, its truly popular stamp, substituting pretentiousness for simplicity, sugary sentiment for naïve and genuine poetry.
Apart from the transformation of the Church's Christmas from something austere and metaphysical into something joyous and human, warm and kindly, we shall note in our Second Part the survival of much that is purely pagan, continuing alongside of the celebration of the Nativity, and often little touched by its influence. But first we must consider the side of the festival suggested by the English and French names: Christmas will stand for the liturgical rites commemorating the wonder of the Incarnation—God in man made manifest—Noël or “the Birthday,” for the ways in which men have striven to realize the human aspect of the great Coming.
How can we reach the inner meaning of the Nativity feast, its significance for the faithful? Better, perhaps, by the way of p. 28 poetry than by the way of ritual, for it is poetry that reveals the emotions at the back of the outward observances, and we shall understand these better when the singers of Christmas have laid bare to us their hearts. We may therefore first give attention to the Christmas poetry of sundry ages and peoples, and then go on to consider the liturgical and popular ritual in which the Church has striven to express her joy at the Redeemer's birth. Ceremonial, of course, has always mimetic tendencies, and in a further chapter we shall see how these issued in genuine drama; how, in the miracle plays, the Christmas story was represented by the forms and voices of living men.